Lyndon James Morris

CE No. AKO901 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lyndon James Morris (), a licensed former licensee with CE reference AKO901. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2013-09-04 2014-07-10
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-11-05 2014-07-10
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 — Providing automated trading services 2008-11-05 2013-11-01
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2007-06-13 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 — Providing automated trading services 2007-06-13 2008-11-24
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2005-10-07 2014-07-10
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 — Dealing in securities 2005-10-07 2014-07-10
RBS Asia Securities (Hong Kong) Limited
蘇皇證券亞洲(香港)有限公司
Rep Type 1 — Dealing in securities 2004-08-12 2005-02-04
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2004-05-13 2005-08-31

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