Ting Wai Ng
伍庭瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Wai Ng (伍庭瑋), a licensed Responsible Officer with CE reference AOV642. Currently licensed at 1 firm(s): Bin Yuan Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bin Yuan Capital Limited 彬元資本有限公司 |
RO | Type 4 — Advising on securities | 2021-03-17 | present |
| Bin Yuan Capital Limited 彬元資本有限公司 |
RO | Type 9 — Asset management | 2021-03-17 | present |
| Bin Yuan Capital Limited 彬元資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-23 | 2021-03-17 |
| Bin Yuan Capital Limited 彬元資本有限公司 |
Rep | Type 9 — Asset management | 2016-09-23 | 2021-03-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-13 | 2015-12-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-13 | 2015-12-09 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-11 | 2015-01-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-11-11 | 2015-01-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-17 | 2015-01-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-17 | 2015-01-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-05 | 2013-08-15 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-05 | 2013-08-15 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-05 | 2013-08-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2012-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-25 | 2010-10-20 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2010-04-09 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-12 | 2010-04-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2009-07-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2009-07-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-09 | 2009-07-27 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-28 | 2009-01-22 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-28 | 2009-01-22 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2007-11-28 | 2009-01-22 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-22 | 2009-01-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-27 | 2007-11-09 |