Ka Yin (SFC:APP351) Pang
彭嘉妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin (SFC:APP351) Pang (彭嘉妍), a licensed former licensee with CE reference APP351. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-01 | 2025-01-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2018-04-19 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-23 | 2017-10-13 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-13 | 2017-10-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-13 | 2017-10-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-13 | 2017-10-13 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-13 | 2017-10-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-05 | 2016-05-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-05 | 2016-05-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-09-11 | 2015-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-09-11 | 2015-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-09-11 | 2015-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-09-11 | 2015-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-09-11 | 2015-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-09-11 | 2015-07-03 |