Wai Lok Leung
梁偉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lok Leung (梁偉諾), a licensed former licensee with CE reference AQA795. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-01 | 2022-09-28 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-25 | 2022-09-28 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-25 | 2022-09-28 |
| MCG Management Limited | RO | Type 4 — Advising on securities | 2017-02-13 | 2018-07-09 |
| MCG Management Limited | RO | Type 5 — Advising on futures contracts | 2017-02-13 | 2018-07-09 |
| MCG Management Limited | RO | Type 9 — Asset management | 2017-02-13 | 2018-07-09 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-22 | 2018-07-09 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-08-22 | 2018-07-09 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-22 | 2018-07-09 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 — Asset management | 2016-08-22 | 2018-07-09 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-07 | 2016-08-22 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-07 | 2016-08-22 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-07 | 2016-08-22 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-13 | 2016-02-29 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-13 | 2016-02-29 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-05 | 2015-06-28 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-10-05 | 2015-06-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-09 | 2010-03-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-11-27 | 2010-03-18 |