Michelle Chi Lok Lo
盧子樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michelle Chi Lok Lo (盧子樂), a licensed former licensee with CE reference ARU443. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-13 | 2013-01-01 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-09 | 2012-07-23 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-12 | 2012-02-14 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2009-11-09 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-13 | 2009-08-22 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-03 | 2009-05-26 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-03 | 2009-05-26 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-03 | 2009-05-26 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-03 | 2009-05-26 |