Yiqian Sun
孫逸潜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqian Sun (孫逸潜), a licensed Representative with CE reference ATV809. Currently licensed at 1 firm(s): Schonfeld Strategic Advisors (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-01-06 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2018-08-17 | 2020-03-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-30 | 2020-03-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2018-07-30 | 2020-03-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2018-07-30 | 2020-03-17 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2018-04-26 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2018-04-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-09-24 | 2018-04-26 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-24 | 2016-10-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-24 | 2016-10-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-09 | 2013-05-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-28 | 2013-05-25 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-28 | 2013-05-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-28 | 2013-05-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-10-28 | 2013-05-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-10-05 | 2011-04-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-10-05 | 2011-04-13 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-05 | 2011-04-13 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-05 | 2011-04-13 |