Redwood Peak Limited

CE No. APG235 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Redwood Peak Limited, a Hong Kong-based licensed corporation with CE reference APG235. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 23). Earliest licence on file: 2007-10-05.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

18/F, China Hong Kong Tower, 8-12 Hennessy Road, Wan Chai

Licence history

Activity	From	To
Type 4 — Advising on securities	2014-10-22	present
Type 9 — Asset management	2007-10-05	present

Licensed staff (all-time) (23)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ming (SFC:AQA149) Chen 陳名	RO 4, 9 Rep 9	2007-11	2022-11
Robert Lock Yen Cheung 張諾仁	RO 4, 9	2017-09	2017-09
Kenneth Lee Chiang 姜禮愷	RO 4, 9	2007-10	Present
John D Coyle	RO 9	2019-08	2019-11
Jennifer Leahy Foster	RO 9	2011-09	2014-07
David Gang Cheng Gu 顧剛成	RO 4, 9	2016-03	2018-02
Jin Woo Jo 趙晉佑	RO 9	2007-10	2008-11
David Byung Kon Lee	RO 4, 9 Rep 4, 9	2020-01	Present
David Huan Kuei Ma 馬桓圭	RO 9	2008-03	2011-09
Chirag Girish Vasavada	RO 4, 9 Rep 9	2011-09	2015-02
Bennett Sato Abe	Rep 9	2011-12	2012-07
Adrian Chiang 姜智培	Rep 4, 9	2024-11	Present
Hao (SFC:ATL437) Hu 胡浩	Rep 9	2009-08	2011-09
Rehna Yasmin Khan 簡若明	Rep 4, 9	2015-09	2019-01
Ming Li Kwang 關銘麗	Rep 9	2009-08	2011-04
Deborah Yu Lan Levin 李玉蘭	Rep 9	2010-12	2011-07
Douglas Yick Ho Li 李易豪	Rep 4, 9	2015-09	2017-04
Chris William Patrona	Rep 9	2008-09	2013-08
Santos Martin Visairas Ratto	Rep 9	2008-10	2008-10
Xinyi (SFC:AYK912) Wang 汪新翼	Rep 9	2011-11	2012-07
Min (SFC:ATL442) Xie 謝敏	Rep 9	2009-08	2012-09
Zhe (SFC:BFX048) Xu 許喆	Rep 4, 9	2015-07	2024-05
Tomoko Yano 天野智子	Rep 9	2008-02	2009-06