Springs Capital (Hong Kong) Limited

淡水泉(香港)投資管理有限公司
CE No. AWQ098 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Springs Capital (Hong Kong) Limited (淡水泉(香港)投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AWQ098. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 11 (total recorded over time: 24). Earliest licence on file: 2011-04-14.

Registered address

Room 4209, Gloucester Tower, The Landmark, 15 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2021-03-23 present
Type 4 — Advising on securities 2011-04-14 present
Type 9 — Asset management 2011-04-14 present

Licensed staff (all-time) (24)
Active on date

Name Activities First licensed To
Zhe (SFC:AOT398) Li 李喆 RO 4, 9 Rep 4, 9 2011-12 2018-09
Sidney Chi Wing Ma 馬志榮 RO 1 Rep 1, 4, 9 2013-03 Present
Yueqiang Qian 錢越强 RO 4, 9 Rep 4, 9 2011-04 Present
Xiaolei Qiu 裘瀟磊 RO 1, 4, 9 Rep 4, 9 2016-03 Present
Jing Tian 田晶 RO 1, 4, 9 2011-04 Present
Jun Zhao 赵军 RO 4, 9 2023-05 Present
Yixuan Cai 蔡易轩 Rep 1, 4, 9 2025-08 Present
Suli Chen 陈苏黎 Rep 4, 9 2018-12 2021-03
Xiao Sheng Chen 陈晓生 Rep 1 2024-09 2024-09
Chang Kun Fang 房畅坤 Rep 1 2024-09 2024-09
Yi Gong Gu 谷宜恭 Rep 1 2024-09 2024-09
Dan (SFC:ATO171) Guo 郭丹 Rep 4, 9 2015-12 2020-10
Xuesen Hu 胡學森 Rep 4, 9 2026-02 Present
Tingting Jia 賈婷婷 Rep 4, 9 2015-01 Present
Tian (SFC:AZS678) Li 李天 Rep 1 2024-09 2024-09
Zhi Wei Luo 罗志薇 Rep 1 2024-09 2024-09
Kieran James Murphy Rep 1 2022-04 2024-09
Jeremy Hsilu Tai 戴熙路 Rep 1 2023-03 2025-12
Hui Tang 唐慧 Rep 1 2023-07 Present
Dong Tao 陶冬 Rep 1, 4, 9 2024-08 Present
Ngan Fun Kelvin Wong 王銀歡 Rep 1, 4, 9 2020-02 2024-10
Kai (SFC:BOK933) Yan 阎开 Rep 4, 9 2019-07 2021-05
Yin Yuan 原茵 Rep 1 2024-09 2024-09
Xinyu (SFC:BUE564) Zhang 張歆雨 Rep 1, 9 2024-01 Present
Showing 1–24 of 24

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