Heavenly Wealth Management Limited
天道理財有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heavenly Wealth Management Limited (天道理財有限公司), a Hong Kong-based licensed corporation with CE reference BJC173. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2017-06-29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suite 3308 33/F, The Center, 99 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-06-29 | present |
| Type 4 — Advising on securities | 2017-06-29 | present |
| Type 9 — Asset management | 2017-06-29 | present |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kam Kong Kenneth Chan 陳錦光 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-01 | Present |
| Yin Sheung Shum 岑燕嫦 | RO 1, 4, 9 | 2017-06 | Present |
| Barbara Lai Sheung Wong 黃麗雙 | RO 1, 4, 9 | 2017-06 | Present |
| Camily Lai Shan Chan 陳麗珊 | Rep 1, 4 | 2023-11 | 2025-06 |
| Man Kwong Chan 陳文廣 | Rep 1, 4 | 2017-07 | 2020-04 |
| Ka Yi Shum 岑嘉兒 | Rep 1, 4, 9 | 2017-08 | 2021-06 |
| Amy Pui Ling Siu 蕭佩玲 | Rep 1, 4 | 2017-12 | 2022-06 |
| Chi Kai Wong 黃志佳 | Rep 1, 4 | 2022-07 | Present |
| Chui Yan Wong 王翠欣 | Rep 1, 4 | 2022-08 | Present |
Showing 1–9 of 9
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司