Thornburg Investment Management (Asia) Limited
尚渤投資管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thornburg Investment Management (Asia) Limited (尚渤投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference BPQ208. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 7). Earliest licence on file: 2020-10-20.
Registered address
3565 Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-10-20 | present |
| Type 9 — Asset management | 2022-09-30 | present |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Ye Yan Gu 顧燁彥 | RO 1, 9 | 2020-10 | Present |
| Jonathan David Schuman | RO 9 | 2025-05 | Present |
| Qi Shen 沈琦 | RO 1 Rep 1, 9 | 2022-09 | Present |
| Yong (SFC:BFN289) Zhang 張勇 | RO 1, 9 | 2020-10 | 2024-06 |
| Christian Hoffmann | Rep 1 | 2024-11 | 2025-09 |
| Joshua Nathan Rubin | Rep 1 | 2026-04 | 2026-04 |
| Huixian Yong 永恵嫻 | Rep 1, 9 | 2022-10 | 2024-05 |
Showing 1–7 of 7
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