Shui On Investment Management Limited

瑞安投資管理有限公司

CE No. BPS170 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui On Investment Management Limited (瑞安投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BPS170. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2020-11-19.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

34/F, Shui On Centre, 6-8 Harbour Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2021-11-03	present
Type 4 — Advising on securities	2021-11-03	present
Type 9 — Asset management	2020-11-19	present

Licensed staff (all-time) (9)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Hoi Yan Chan 陳凱茵	RO 1, 4, 9 Rep 1, 4, 9	2024-03	Present
Ka Pui Ho 何家沛	RO 1, 4, 9	2020-11	Present
Danlan Luo 羅丹蘭	RO 1, 4, 9 Rep 1, 4, 9	2023-02	Present
Ching Tat Oey 黃正達	RO 1, 4, 9	2020-11	2023-12
Shiming Liang 梁詩茗	Rep 1, 4, 9	2020-12	2022-11
Karen Ka Lam Ng 吳家琳	Rep 9	2020-12	2022-01
Keilem Ng 伍麒霖	Rep 9	2020-12	2021-12
Kim Lun Uy 黃金綸	Rep 1, 4, 9	2022-09	Present
Mei Ha Ava Wong 王美霞	Rep 1, 4, 9	2023-05	Present