CPE Asset Management Limited
源峰資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CPE Asset Management Limited (源峰資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BRX139. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 6). Earliest licence on file: 2022-10-31.
Registered address
Suite 3203, 32/F, One Pacific Place, 88 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2022-10-31 | present |
| Type 9 — Asset management | 2022-10-31 | present |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ching Nar Cindy Chan 陳靜娜 | RO 4, 9 | 2025-12 | Present |
| Jianfeng Sun 孫劍鋒 | RO 4, 9 | 2022-10 | Present |
| Pengzi Xu 許蓬子 | RO 4, 9 | 2022-10 | 2025-02 |
| Tao Ye 叶弢 | RO 4, 9 | 2025-03 | Present |
| Meng Tao 陶蒙 | Rep 4, 9 | 2025-08 | Present |
| Tian Tian 田甜 | Rep 4, 9 | 2025-11 | 2026-03 |
Showing 1–6 of 6
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司