Peakhouse Asset Management Limited

睿峰資產管理有限公司
CE No. BSQ506 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peakhouse Asset Management Limited (睿峰資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BSQ506. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 15 (total recorded over time: 24). Earliest licence on file: 2023-02-02.

Registered address

Suite 1915, Standard Chartered Bank Building, 4-4A Des Voeux Rd Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2024-11-29 present
Type 4 — Advising on securities 2023-02-02 present
Type 9 — Asset management 2023-02-02 present

Licensed staff (all-time) (24)
Active on date

Name Activities First licensed To
David Keng Ming Doong 董建明 RO 1, 4, 9 Rep 4, 9 2024-04 Present
Ho Tak Lo 盧浩德 RO 1, 4, 9 Rep 4, 9 2023-11 Present
Harold Suriawinata 羅敬典 RO 1, 4, 9 2023-02 Present
Kenneth Sze Ming Tsoi 蔡思明 RO 4, 9 2023-02 2023-09
Ian Chung Ho Wong 黃仲濠 RO 4, 9 Rep 4, 9 2023-04 2023-12
Elton Ngok Yan Chan 陳岳欣 Rep 4, 9 2024-01 2025-01
Cheuk Man Fong 方卓文 Rep 1, 4 2023-06 Present
Chui Shan Fung 馮翠珊 Rep 1, 4, 9 2025-07 Present
Alice Yuen May Ho 何婉薇 Rep 1, 4, 9 2024-05 Present
Chris Kwan Kit Ho 何君傑 Rep 1, 4, 9 2023-07 Present
Marian Chung Yee Ho 何頌兒 Rep 1, 4, 9 2025-08 2025-12
Pui Chung Ivan Kam 甘霈聰 Rep 1, 4, 9 2024-03 2025-12
Kai Leung Kong 江啓亮 Rep 1, 4, 9 2025-12 Present
Chung Kiu Lam 林鍾嬌 Rep 1, 4, 9 2025-12 Present
Bik Sum Betty Lau 劉碧心 Rep 1, 4, 9 2023-11 2025-12
Hon Kit Lau 劉漢傑 Rep 1, 4, 9 2023-07 Present
Xuefeng Li 李學鋒 Rep 4, 9 2023-06 Present
Tiantian Liu 劉天添 Rep 1, 4, 9 2025-12 Present
Siu Miu Mok 莫小苗 Rep 1, 4, 9 2023-12 Present
Isabella Man Shan Tsang 曾雯珊 Rep 4, 9 2024-02 Present
Lik Wong 黃力 Rep 4, 9 2024-03 2025-12
Tsz Tik Yeung 楊子廸 Rep 4, 9 2024-09 2026-04
Lu Hsiang Yin 殷麓翔 Rep 1, 4, 9 2024-09 Present
Chun Man Manny Yuen 阮振民 Rep 1, 4, 9 2025-09 2026-02
Showing 1–24 of 24

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related