Manly Man Lai Liu
廖文禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manly Man Lai Liu (廖文禮), a licensed Responsible Officer with CE reference ADI698. Currently licensed at 1 firm(s): Kingbridge Capital Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-22 | present |
| Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-22 | present |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-15 | 2019-10-17 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-25 | 2019-10-17 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-25 | 2019-10-17 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 — Advising on securities | 2016-11-29 | 2019-01-25 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 — Asset management | 2016-11-29 | 2019-01-25 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-09 | 2016-11-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-22 | 2015-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-22 | 2015-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-01-22 | 2015-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-22 | 2015-03-20 |
| Enhanced Investment Management Limited |
Rep | Type 9 — Asset management | 2014-08-19 | 2015-01-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-15 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-03-15 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-20 | 2012-05-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2006-07-17 | 2007-08-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2004-07-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 9 — Asset management | 2003-12-17 | 2004-07-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-17 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-17 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-07-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-07-05 |