Ting Kar Young
楊庭嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Kar Young (楊庭嘉), a licensed Responsible Officer with CE reference AEY445. Currently licensed at 1 firm(s): Harview Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harview Partners Limited |
RO | Type 4 — Advising on securities | 2024-12-17 | present |
| Harview Partners Limited |
RO | Type 9 — Asset management | 2024-12-17 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-02-16 | 2024-05-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-31 | 2024-05-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-31 | 2024-05-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2023-03-31 | 2024-05-31 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-02 | 2023-01-13 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-12-02 | 2022-07-08 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-02 | 2023-01-13 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-27 | 2023-01-13 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-27 | 2023-01-13 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-15 | 2021-08-10 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 9 — Asset management | 2021-01-15 | 2021-08-10 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-04 | 2021-08-10 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-06 | 2020-02-04 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2019-12-20 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2019-12-20 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 — Asset management | 2019-09-13 | 2019-12-20 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-20 | 2019-05-10 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-07 | 2019-05-10 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-07 | 2019-05-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2012-08-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-05 | 2012-08-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-05 | 2012-08-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-14 | 2011-04-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-10-14 | 2011-04-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-14 | 2011-04-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2007-06-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-06-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-10-13 |