Wai Yip Mok
莫偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip Mok (莫偉業), a licensed Responsible Officer with CE reference AFB437. Currently licensed at 1 firm(s): Zhonghui International Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-07 | present |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-01-28 | present |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-31 | 2022-01-28 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-31 | 2020-12-31 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-11 | 2020-02-28 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-11 | 2017-07-31 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-11 | 2020-02-28 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2017-05-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-08 | 2017-05-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2017-05-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-09-08 | 2017-05-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2015-08-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-30 | 2015-08-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-10 | 2015-03-16 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-10 | 2015-03-16 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-16 | 2015-02-01 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-16 | 2015-02-01 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-25 | 2012-09-18 |