Wai Tak Yam
任偉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tak Yam (任偉德), a licensed Responsible Officer with CE reference AMK311. Currently licensed at 2 firm(s): Bright Point International Securities Limited, Bright Point International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Point International Securities Limited 亮點國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-22 | present |
| Bright Point International Futures Limited 亮點國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-16 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-04-07 | 2017-11-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-25 | 2017-04-07 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-12-30 | 2017-11-30 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-12-30 | 2017-11-30 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-05 | 2015-12-30 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-12-05 | 2015-12-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-27 | 2012-09-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-27 | 2012-09-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2011-12-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2011-12-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-17 | 2011-12-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-05-17 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-15 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-15 | 2009-07-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2006-05-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2006-05-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2006-05-07 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-31 | 2006-05-07 |