Bob Chi Ho Wai
衛致豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bob Chi Ho Wai (衛致豪), a licensed former licensee with CE reference APP003. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-18 | 2020-04-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-18 | 2020-04-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-18 | 2020-04-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-18 | 2019-07-17 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-12 | 2018-11-30 |
| Alipes Asset Management Limited |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2018-11-30 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2018-11-30 |
| Alipes Asset Management Limited |
Rep | Type 9 — Asset management | 2018-01-12 | 2018-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | 2015-09-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | 2015-09-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-08 | 2015-09-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-08 | 2015-09-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-07-08 | 2013-11-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-12 | 2011-03-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-03-12 | 2011-03-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-12 | 2011-03-10 |
| Ingensoma Trading Group Limited |
Rep | Type 1 — Dealing in securities | 2009-10-09 | 2010-02-17 |
| Ingensoma Trading Group Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-10-09 | 2010-02-17 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-09-23 | 2009-02-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2009-02-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-05 | 2009-02-23 |