Yufei Yang
楊宇飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yufei Yang (楊宇飛), a licensed Representative with CE reference BAO939. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2026-02-02 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-11 | 2025-12-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-11 | 2025-12-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-11 | 2025-12-16 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-25 | 2022-03-18 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-25 | 2022-03-18 |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2021-09-24 |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-08 | 2021-09-24 |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2021-09-24 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-04 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-04 | 2017-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2018-02-14 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-10 | 2018-02-14 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2018-02-14 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-12-10 | 2018-02-14 |