ACM Asia Limited

CE No. AAJ958 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ACM Asia Limited (), a Hong Kong-based licensed corporation with CE reference AAJ958. Currently licensed for regulated activity type(s) 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 5).

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Registered address

22nd Floor, 3 Lockhart Road, Wanchai

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (5)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Louis McDaniel Bowen	RO 4, 6, 9	Pre-2003	Present
Ronie Yun Chung Cheng 鄭潤聰	RO 6, 9 Rep 4, 6, 9	2004-08	2008-09
James Desmond Collins-Taylor	RO 4, 6, 9	Pre-2003	Present
Roderick McEwan Dickson	RO 6, 9	2005-09	2006-04
Kent Sanford Moser	Rep 4	2011-08	2011-11